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Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

2410 W Valley Blvd, Alhambra, CA 91803 • United States

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulus Advisors, Llc Kentwood MI 05/2014 02/2017
Regal Investment Advisors Kentwood MI 01/2015 02/2017
Crown Capital Securities, Lp Orange CA 02/2017 Present
Alexander Capital Lp New York NY 01/2023 Present
  • 05/2014 → 02/2017
    Regulus Advisors, Llc
    Kentwood, MI
  • 01/2015 → 02/2017
    Regal Investment Advisors
    Kentwood, MI
  • 02/2017 → Present
    Crown Capital Securities, Lp
    Orange, CA
  • 01/2023 → Present
    Alexander Capital Lp
    New York, NY
Previous Registrations
  • 2017-02-27 → 2022-12-31
    Crown Capital Securities, L.P.
    Downey, CA
    Orange, CA
    Alhambra, CA
  • 2015-01-02 → 2017-02-28
    Downey, CA
    Kentwood, MI
  • 2014-05-28 → 2014-12-31
    Bright Owl Investment Advisors
    Downey, CA
    Kentwood, MI
  • 2012-04-02 → 2014-06-23
    Anaheim, CA
    Downey, CA
    Downey, CA
  • 2009-05-02 → 2012-04-02
    Chase Investment Services Corp.
    Huntington Park, CA
    Lynwood, CA
    Bell, CA
    South Gate, CA
    Bell Gardens, CA
    Los Angeles, CA
    Los Angeles, CA
    Huntington Park,, CA
    Lynwood, CA
  • 2008-12-15 → 2009-05-02
    Wamu Investments, Inc.
    South Gate, CA
    Bell, CA
    Bell Gardens, CA
    Huntington Park, CA
    Lynwood, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1-START DATE 01/2022, STOIC WEALTH MANAGEMENT - NO OWNERSHIP; I DEVOTE 6 HRS/MO TO THIS NON-INVESTMENT RELATED ACTIVITY. MY DUTIES INCLUDE REVIEWING EXISTING ANNUITY POLICIES AND LIFE INSURANCE POLICIES: 2410 W VALLEY BLVD., ALHAMBRA, CA 91803 2-02/12/2025- VALZADA INDUSTRIES 50% OWNERSHIP/PARTNER 7TO 14 HRS PER WEEK DUTIES INCLUDE METTING CLIENTS HOME OWNERS-TRADESMEN AND POSSIBLY PURCHASING PROPERTY TO ASSIST IN REBUILDING MY COMMUNITY. COMPENSATED THROUGH REFERAL FEE-UP FRONT FEE (weekly-monthly-other) OR CONTRACT BETWEEN PARTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-13
S63 Uniform Securities Agent State Law Examination 2007-06-07
  • S65 Uniform Investment Adviser Law Examination
    2008-12-13
  • S63 Uniform Securities Agent State Law Examination
    2007-06-07

View on SEC IAPD

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