Best Investors Account Sign in
Inactive

Caroline Tappe Cote

Strategic Advisers LLC

Scarborough, ME

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-03-31
  • ME RA
    APPROVED
    Since 2025-03-31

Branch Locations

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Portland ME 10/2013 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2013 → Present
    Fidelity Investments
    Portland, ME
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-10-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Scarborough, ME
  • 2018-07-13 → 2023-10-16
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-11-09 → 2018-07-13
    Strategic Advisers Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-05
  • S66 Uniform Combined State Law Examination
    2014-05-05
Other Names
  • Caroline Elizabeth Tappe
  • Caroline Elizabeth Cote

View on SEC IAPD

More in Scarborough, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor