Charles Ray Brown

Current Employers

Employment History

• 05/2014 → 03/2025
  Usaa Financial Planning Services
  San Francisco, CA
• 05/2014 → 03/2025
  Usaa Financial Advisors Inc
  San Francisco, CA
• 09/2016 → 03/2025
  City National Securities
  Walnut Creek, CA
• 03/2025 → Present
  Raymond James & Associates
  San Diego, CA

Previous Registrations

• 2016-09-20 → 2025-03-26
  Rbc Securities, Inc
  Walnut Creek, CA
  Los Angeles, CA
  Concord, CA
• 2014-06-23 → 2016-07-22
  Usaa Financial Planning Services
  San Francisco, CA
• 2011-02-14 → 2014-05-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
  Palo Alto, CA
  Sacramento, CA
  Palo Alto, CA
  Sacramento, CA
• 2010-01-04 → 2010-07-13
  Edward Jones
  San Jose, CA
  St Louis, MO

Other Businesses

NAME OF BUSINESS-ERP LLC; INVESTMENT RELATED-YES; BUSINESS ADDRESS-2016 TRINITY ST., SAN MATEO; NATURE OF BUSINESS-REAL ESTATE INVESTMENT; POSITION-LIMITED PARTNER; START DATE-06/15/18; HOURS PER MONTH-3; HOURS DURING TRADING-0; DUTIES-PASSIVE INVESTOR the name of the other business; C. Brown Properties LLC whether the business is investment-related; Yes the address of the other business; 260 Manzanilla Way Oceanside CA 92057 the nature of the other business; Creating an LLC for the purpose of buying rental properties. your position; I will be the Owner/CEO of the business along with my wife title, or relationship with the other business; Owner the start date of your relationship; 01/21/22 the approximate number of hours/month you devote to the other business; 5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Pick location to buy rental properties. Once properties are purchased manage the rentals.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-31
• S63 Uniform Securities Agent State Law Examination
  2006-05-26

Designations

Other Names

• Charles Brown
• Charles Ray Brown