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Christopher A Busta

Wells Fargo Clearing Services, LLC

Kingwood, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-01-18

Branch Locations

4510 Kingwood Dr, Kingwood, TX 77345 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Houston TX 03/2016 07/2017
Jpmorgan Securities Llc Houston TX 07/2017 01/2023
Wells Fargo Clearing Services, Llc Houston TX 01/2023 Present
  • 03/2016 → 07/2017
    Jp Morgan Chase Bank
    Houston, TX
  • 07/2017 → 01/2023
    Jpmorgan Securities Llc
    Houston, TX
  • 01/2023 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-03
  • S66 Uniform Combined State Law Examination
    2014-01-03
Other Names
  • Christopher Busta
  • Christopher Anthony Busta

View on SEC IAPD

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