Richard Keever

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-01-09
TX	RA	APPROVED	2016-05-19

MD RA
APPROVED

Since 2024-01-09
TX RA
APPROVED

Since 2016-05-19

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	10/2013	Present
Bank Of America, N.A.	Hunt Valley	MD	07/2019	Present

10/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
07/2019 → Present

Bank Of America, N.A.

Hunt Valley, MD

Other Businesses

I*: 2097286 Entity Type: Entity For Profit Name of OBA: East York Brazilian Jiu Jitsu Address: York, PA 17402 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 11/19/2024 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Teaching students Brazilian Jiu Jitsu and Judo

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-18
S63	Uniform Securities Agent State Law Examination	2013-12-10

S66 Uniform Combined State Law Examination

2016-05-18
S63 Uniform Securities Agent State Law Examination

2013-12-10

Other Names

Richard D Keever

View on SEC IAPD