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Matthew Kyle Traub

Mariner

Walnut Creek, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-01
  • CA RA
    APPROVED
    Since 2022-12-01

Branch Locations

1676 N. California Blvd. Ste. 550, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Summit Financial Llc San Francisco CA 01/2017 10/2019
Unemployed San Francisco CA 08/2016 01/2017
Lyft/Uber San Francisco CA 03/2017 09/2019
Affinity Capital Advisors, Llc Berkeley CA 10/2019 11/2022
Mariner Wealth Advisors Danville CA 11/2022 Present
  • 01/2017 → 10/2019
    American Summit Financial Llc
    San Francisco, CA
  • 08/2016 → 01/2017
    Unemployed
    San Francisco, CA
  • 03/2017 → 09/2019
    Lyft/Uber
    San Francisco, CA
  • 10/2019 → 11/2022
    Affinity Capital Advisors, Llc
    Berkeley, CA
  • 11/2022 → Present
    Mariner Wealth Advisors
    Danville, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-01
S63 Uniform Securities Agent State Law Examination 2013-12-09
  • S65 Uniform Investment Adviser Law Examination
    2015-04-01
  • S63 Uniform Securities Agent State Law Examination
    2013-12-09
Designations

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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