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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-01-04
  • LA RA
    APPROVED
    Since 2018-01-04

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christopher Mcghee Baton Rouge LA 05/2014 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 01/2019
Northwestern Mutual Investment Services Llc Baton Rouge LA 09/2017 Present
Christopher Mcghee Baton Rouge LA 01/2019 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2019 Present
  • 05/2014 → 05/2017
    Christopher Mcghee
    Baton Rouge, LA
  • 06/2017 → 01/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2017 → Present
    Baton Rouge, LA
  • 01/2019 → Present
    Christopher Mcghee
    Baton Rouge, LA
  • 03/2019 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.NOTARY PUBLIC, NOTARY, START DATE: 12/03/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OCASSIONALLY NOTARIZING SIGNATURES FOR FAMILY, FRIENDS, AND CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-02
  • S66 Uniform Combined State Law Examination
    2018-01-02

View on SEC IAPD

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