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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-26
NC RA APPROVED 2022-12-19
  • SC RA
    APPROVED
    Since 2024-06-26
  • NC RA
    APPROVED
    Since 2022-12-19

Branch Locations

1525 West Wt Harris Blvd Bldg 3, 3Rd & 5Th Fls, Charlotte, NC 28262 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

704 Blue Jay Street [Satellite], Kill Devil Hills, NC 27948 • United States

Clover, SC • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-26
NC RA APPROVED 2023-01-09
  • SC RA
    APPROVED
    Since 2024-06-26
  • NC RA
    APPROVED
    Since 2023-01-09

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1525 W Wt Harris Blvd, Charlotte, NC 28262 • United States

Clover, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Charlotte NC 10/2013 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 11/2017
Lpl Financial Llc Fort Mill SC 11/2017 12/2018
Wells Fargo Clearing Services Charlotte NC 12/2018 Present
  • 10/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Charlotte, NC
  • 11/2016 → 11/2017
    Charlotte, NC
  • 11/2017 → 12/2018
    Lpl Financial Llc
    Fort Mill, SC
  • 12/2018 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-08
S63 Uniform Securities Agent State Law Examination 2013-12-06
  • S66 Uniform Combined State Law Examination
    2022-10-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-06
Other Names
  • John Clement Dufour
  • John Clement Dufour

View on SEC IAPD

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