James Allyn Lear

Current Employers

Guideway Financial, Llc

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-10-15

TX RA
APPROVED

Since 2013-10-15

Branch Locations

Austin, TX • United States

3345 Bee Cave Rd. Suite 104, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guideway Financial Sciences, Llc	Austin	TX	06/2008	Present
Guideway Financial, Llc	Austin	TX	10/2013	Present

06/2008 → Present

Guideway Financial Sciences, Llc

Austin, TX
10/2013 → Present

Guideway Financial, Llc

Austin, TX

Other Businesses

GUIDEWAY FINANCIAL SCIENCES, LLC. NOT INVESTMENT-RELATED. 6005 WORCHESTER COVE, AUSTIN, TX 78746. SOFTWARE DEVELOPER/MANAGING MEMBER/OWNER. STARTED 06/2008, 10 HOURS/MONTH, 2.5 HOURS/WEEK DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SOFTWARE DEVELOPMENT FOR FINANCIAL PLANNING SOFTWARE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-14

S65 Uniform Investment Adviser Law Examination

2013-10-14

Designations

View on SEC IAPD