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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-09
TX RA APPROVED 2019-03-08
  • TN RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED
    Since 2019-03-08

Branch Locations

4020 Aspen Grove Drive Suite 520, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Houston TX 09/2014 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 03/2019
Robert W Baird & Co. Houston TX 03/2019 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Houston, TX
  • 11/2016 → 03/2019
    Houston, TX
  • 03/2019 → Present
    Robert W Baird & Co.
    Houston, TX
Previous Registrations
  • 2014-10-08 → 2019-03-14
    Houston, TX
    Kingwood, TX
    Houston, TX
    Houston, TX
    Huffman, TX
    Houston, TX
    Kingwood, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-08
  • S66 Uniform Combined State Law Examination
    2014-10-08
Other Names
  • Angela B Gray

View on SEC IAPD

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