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Erik William Thompson

Wells Fargo Clearing Services, LLC

Anchorage, AK

Anchorage, AK

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-30
AK RA APPROVED 2015-07-20
  • TX RA
    APPROVED
    Since 2025-10-30
  • AK RA
    APPROVED
    Since 2015-07-20

Branch Locations

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

1351 E Huffman Rd, Anchorage, AK 99515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Anchorage AK 03/2010 Present
Wells Fargo Advisors Llc Anchorage AK 10/2013 11/2016
Wells Fargo Clearing Services, Llc Anchorage AK 11/2016 Present
  • 03/2010 → Present
    Wells Fargo Bank Na
    Anchorage, AK
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Anchorage, AK
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Anchorage, AK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-17
S63 Uniform Securities Agent State Law Examination 2014-03-13
  • S65 Uniform Investment Adviser Law Examination
    2015-07-17
  • S63 Uniform Securities Agent State Law Examination
    2014-03-13
Other Names
  • Erik Williams Thompson

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
LPL FINANCIAL LLC · Anchorage, AK
THRIVENT INVESTMENT MANAGEMENT INC. · ANCHORAGE, AK
EDWARD JONES · ANCHORAGE, AK
PFS INVESTMENTS INC. · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK

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