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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED | 2024-02-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Naples | FL | 03/2015 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Naples | FL | 03/2015 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Naples | FL | 11/2018 | 02/2024 |
| Bank Of America, N.A. | Naples | FL | 11/2018 | 02/2024 |
| J.P. Morgan Securities Llc | Lehigh Acres | FL | 02/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Lehigh Acres | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-15 |
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