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John Michael Rollins

Cetera Investment Advisers LLC

Columbus, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
MS RA APPROVED 2020-01-27
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • MS RA
    APPROVED
    Since 2020-01-27

Branch Locations

710 Main Street, Columbus, MS 39701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadence Bank Columbus MS 04/2010 01/2020
Lpl Financial Llc Columbus MS 11/2013 01/2020
Regions Bank Columbus MS 01/2020 Present
Cetera Investment Advisers Llc Columbus MS 01/2020 Present
Cetera Investment Services Llc St. Cloud MN 01/2020 Present
  • 04/2010 → 01/2020
    Cadence Bank
    Columbus, MS
  • 11/2013 → 01/2020
    Lpl Financial Llc
    Columbus, MS
  • 01/2020 → Present
    Regions Bank
    Columbus, MS
  • 01/2020 → Present
    Cetera Investment Advisers Llc
    Columbus, MS
  • 01/2020 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2014-02-06 → 2020-02-03
    Lpl Financial Llc
    Columbus, MS
    Columbus, MS
    San Diego, CA
    Columbus, MS
    Columbus, MS
    Owens Cross Road, AL
    Falkville, AL
    Madison, AL
    Andalusia, AL
    Monroeville, AL
    Montgomery, AL
    Birmingham, AL
    Warrior, AL
    Gardendale, AL
    Oneonta, AL
    Albertville, AL
    Blountsville, AL
    Rainbow City, AL
    Owens Cross Roads, AL
    Tuscaloosa, AL
    Madison, AL
    New Hope, AL
    Hartselle, AL
    Falkville, AL
    Tuscaloosa, AL
    Mountain Brooks, AL
    Childersburg, AL
    Uniontown, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-06
  • S66 Uniform Combined State Law Examination
    2014-02-06
Other Names
  • John M Rollins

View on SEC IAPD

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