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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-30 |
| PA | RA | APPROVED | 2014-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | St. Mary'S | PA | 09/2013 | Present |
| Penn State University | State College | PA | 07/1999 | Present |
1. Penn Highland Health (PHH); 100 Hospital Ave, DuBois, PA 15801; Healthcare; Board Member; Board responsibilities; 07/01/2021; 3 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-02 |
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