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Ricky Deon Wallace

Charles Schwab & Co., Inc.

Paramus, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
NJ RA APPROVED 2015-07-31
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • NJ RA
    APPROVED
    Since 2015-07-31

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Paramus NJ 07/2015 Present
Charles Schwab Bank, Ssb Paramus NJ 07/2015 Present
Previous Registrations
Other Businesses

1) Phi Beta Sigma Fraternity Inc. | Investment Related:No|145 Kennedy Street, NW|Washington|D.C.|20011|USA|Nonprofit Charitable Organizations|Treasurer|10/9/2021|Less than 20|0|Deposit earnings from charitable events as well as issue checks to pay for events/donations., 2) Sigmas Advancing the Vision of Our Youth | Investment Related:No|Education|President|5/9/2026|Less than 20|0|To conduct meetings for the executive board and ensure that business activities decided on by the board are done so in coordination with the organization's bylaws. I do not handle any finances, investment advice, etc. It is a non-profit organization centered around education for youth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-09
  • S66 Uniform Combined State Law Examination
    2014-08-09
Other Names
  • Ricky Wallace
  • Ricky D Wallace

View on SEC IAPD

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