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Kristopher Edward Horton

Charles Schwab & Co., Inc.

Tampa, FL

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-28
  • FL RA
    APPROVED
    Since 2020-05-28

Branch Locations

Tampa, FL • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Inc Tampa FL 09/2013 05/2020
Usaa Financial Advisors Inc Tampa FL 09/2013 05/2020
Usaa Investment Management Company Tampa FL 01/2018 05/2020
Charles Schwab & Co., Inc. Tampa FL 05/2020 Present
  • 09/2013 → 05/2020
    Usaa Financial Planning Services Inc
    Tampa, FL
  • 09/2013 → 05/2020
    Usaa Financial Advisors Inc
    Tampa, FL
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Tampa, FL
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Tampa, FL
Previous Registrations
  • 2018-01-08 → 2020-05-24
    Usaa Investment Services Company
    Tampa, FL
    Tampa, FL
    San Antonio, TX
    Tampa, FL
    Tampa, FL
  • 2015-01-26 → 2018-01-08
    Usaa Financial Planning Services
    Tampa, FL
Other Businesses

1) Rental Income | Investment Related:No|1012 E Crenshaw St|Tampa|Florida|33604|United States|Rental Services (Other than Real Estate)|Owner|9/1/2023|Less than 20|0|I will be renting out a property I own on a long term basis

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-09
S63 Uniform Securities Agent State Law Examination 2013-12-05
  • S65 Uniform Investment Adviser Law Examination
    2015-01-09
  • S63 Uniform Securities Agent State Law Examination
    2013-12-05
Other Names
  • Kristopher Horton
  • Kris Horton

View on SEC IAPD

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