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Current Employers
Origin Investment Advisory Llc

Sarasota, FL • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-11-15
  • MI RA
    APPROVED
    Since 2021-11-15

Branch Locations

Sarasota, FL • United States

Essexville, MI • United States

Brown Financial Planning Llc

Bay City, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2013-11-27
  • MI RA
    APPROVED
    Since 2013-11-27

Branch Locations

Bay City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Comprehensive Financial Llc Essexville MI 10/2013 Present
Education Essexville MI 01/2003 Present
Origin Financial San Francisco CA 11/2021 Present
  • 10/2013 → Present
    Brown Comprehensive Financial Llc
    Essexville, MI
  • 01/2003 → Present
    Education
    Essexville, MI
  • 11/2021 → Present
    Origin Financial
    San Francisco, CA
Other Businesses

Brown Comprehensive Financial LLC; Investment-Related; Essexville, MI; Investment Adviser; Investment Adviser Representative;  October 2013; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-14
  • S65 Uniform Investment Adviser Law Examination
    2013-10-14
Designations

View on SEC IAPD

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