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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Lakewood | CO | 10/2014 | 01/2024 |
| Osaic Wealth, Inc. | Denver | CO | 01/2024 | Present |
TRUEPEAK FINANCIAL POSITION: Owner NATURE: TruePeak Financial LLC was established for tax purposes (S-Corp treatment),to process compensation received by Woodbury/Osaic. TruePeak also functions as a marketing name for business activities that are conducted in my role as an Investment Advisor Representative with Osaic, exclusively.Per my branch examination on 2/8/24, it was determined that this structure meets the definition of an OBA and thus should be documented as such. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2020 ADDRESS: 6441 E Cornell Ave, Denver CO 80222, United States DESCRIPTION: I am the owner and sole employee/shareholder of TruePeak Financial and all my advisory business is run under TruePeak Financialas a marketing name. Compensation to myself is based on a salary and shareholder distributions, runthrough a payroll provider.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-01 |
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