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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-05 |
| NJ | RA | APPROVED | 2014-07-18 |
Branch Locations
1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 09/2013 | Present |
1. FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT 2. NAME OF OUTSIDE BUSINESS ORGANIZATION: VIDEO AND VISION MULTIMEDIA PRODUCTIONS 3. INVESTMENT RELATED: NO 4. ADDRESS OF BUSINESS: 270 BELLEVUE AVENUE #318, NEWPORT, RI 02840 5. NATURE OF BUSINESS: MULTIMEDIA PRODUCTIONS 7. POSITION, TITLE, ASSOCIATION: SALES TEAM, REPRESENTATIVE, FAMILY BUSINESS 8. START DATE OF RELATIONSHIP: 09/2010 9. NUMBER OF HOURS DEVOTED: 5-10 HOURS/WEEK 10. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11. DUTIES: DEVELOPING LEADS AND BUILDING CLIENT RELATIONSHIP TO FURTHER BUSINESS OPPORTUNITIES FOR COMPANY; ORGANIZING AND DISTRIBUTING OF LEADS TO SALES TEAM TO FURTHER SEE IF WE COULD MEET POTENTIAL CLIENT NEEDS; WORKING TO ARRANGE SALES FORECASTS FOR 1 AND 5 YEAR HORIZONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-05 |
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