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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED | 2022-05-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rigg Wealth Management, Llc (158987) | Arlington | TX | 08/2011 | Present |
| Broker Dealer Financial Services Corp | Dallas | TX | 10/2012 | 10/2018 |
| Investment Advisors Corp. | Dallas | TX | 10/2012 | 10/2018 |
| Cantella & Co., Inc. | Boston | MA | 10/2018 | 03/2022 |
| Founders Financial Securities, Llc | Towson | MD | 05/2022 | Present |
1. Associated Person of Founders Financial Securities, LLC., a broker-dealer and investment adviser located at 1026 Cromwell Bridge Road Suite 100 Towson, MD 21286. Investment Related. Associated Person uses FFS and DBA name for investment sales. Employee also doing business as 1) DBA - RIGG WEALTH MANAGEMENT, LLC., PRESIDENT AND FINANCIAL ADVISER, at Private residence, 240-280 HOURS PER MONTH/ALL DURING TRADING. Full Time. DBA name for investment and insurance sales , independent agent for life insurance sales, Sales/Servicing on non security insurance products and fixed annuities, 5 HOURS PER MONTH, 3 DURING TRADING HOURS. Start date 10/19/2018 2. AMBIT ENERGY, DALLAS,TX, Private Residence, Review energy bills for clients and tries find cheaper alternatives, 2 HOURS PER MONTH, 0 HOUR DURING TRADING. Start date 10/19/2018 3. Rigg FLP, Owner, Private residence, This partnership is used for family assets. 0-1 Hour a month, 0 during trading hours. Start date 2016 4. Rigg RIA- Owner. 14143, Private residence, He owns an inactive RIA. No business is run through this entity. No time is devoted to this activity. Start date: 2011 5. Cambridge Academic Consulting- Owner. Private residence, advises families on filling out resumes for prep school applications. About 0-1 hours a month are devoted to this, none during trading hours. Start date: 1/2020 6. Fidelis Historia- Owner. Private residence, Publishing house, used for lectures, social media posts, radio shows and writing books. About 20 hours a month are devoted to this, None during trading hours. Start Date: 02/01/20 7. Axios Consulting LLC, Dignitas Consulting. Rigg Family Limited Partnership, Dallas, TX, Medical/End of Life Consulting, Not Investment Related, Consultant, 10 Hours Per Month, 0 Hours During Trading 8. Axios Swiss Consulting, LLC; Dallas, TX, Non-Investment Related; Owner; Medical/End of Life Consulting; 15 Hours Per Month, 0 Hours During Trading 9. Rigg Family Compassionate Trust; Dallas, TX, Non-Investment Related; Owner; Medical/End of Life Consulting; 15 Hours Per Month, 0 Hours During Trading 10. Rigg Family Limited Partnership; Dallas, TX, Non-Investment Related; Owner; Medical/End of Life Consulting; 15 Hours Per Month, 0 Hours During Trading 11. Rigg Management, LLC; Dallas, TX, Non-Investment Related; Owner; Medical/End of Life Consulting; 15 Hours Per Month, 0 Hours During Trading 12. Fort Worth Christian Financial Board, Richland Hills, TX. Board Member for School Endowment. Start Date: 3/2023; 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-14 |
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