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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-19 |
| WA | RA | APPROVED | 2015-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2015 | Present |
| Bank Of America, N.A. | Bellevue | WA | 10/2015 | Present |
I*424297, Entity Type: Entity For Profit, Name of OBA: Regent Bakery and Cafe, Address: Redmond, Washington 98052, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 10/18/2006, No Hours: 40, No Hours during trading: 0, Duties: Nature of the business is a restaruant. My resposibility is to be a server, provide customer service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-07 |
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