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Current Employers
Leisure Capital Management, Inc.

650 Town Center Dr. Suite 880, Costa Mesa, CA 92626-1989 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-09
  • CA RA
    APPROVED
    Since 2023-10-09

Branch Locations

650 Town Center Dr. Suite 880, Costa Mesa, CA 92626-1989 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Dallas TX 10/2013 09/2023
Leisure Capital Management Costa Mesa CA 09/2023 Present
  • 10/2013 → 09/2023
    Ubs Financial Services
    Dallas, TX
  • 09/2023 → Present
    Leisure Capital Management
    Costa Mesa, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-26
  • S66 Uniform Combined State Law Examination
    2014-04-26
Other Names
  • Eric Shute

View on SEC IAPD

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