Nicholas Steven Hengl

Current Employers

Employment History

• 04/2017 → 01/2019
  Jp Morgan Securities Llc
  Danville, CA
• 04/2017 → 01/2019
  Jp Morgan Chase Bank
  Danville, CA
• 05/2015 → 04/2017
  Forex Capital Markets
  San Fracisco, CA
• 02/2019 → 10/2021
  Fisher Investments
  San Mateo, CA
• 11/2021 → 02/2022
  Hfg Advisors Fka Prime Wealth Management
  Berkeley, CA
• 05/2022 → 09/2024
  Hfg Advisors Fka Prime Wealth Management
  Kennewick, WA
• 10/2024 → 08/2025
  Dalewood Wealth Management, Llc
  Walnut Creek, CA
• 08/2025 → Present
  Mariner
  Overland Park, KS

Previous Registrations

• 2024-12-04 → 2025-09-17
  Dalewood Wealth Management, Llc
  Walnut Creek, CA
• 2022-05-06 → 2024-11-06
  Hfg Advisors, Inc.
  Kennewick, WA
  Berkeley, CA
• 2021-11-23 → 2022-02-25
  Prime Wealth Management
  Berkeley, CA
• 2019-03-26 → 2021-11-03
  Fisher Investments
  San Mateo, CA
  Plano, TX
• 2014-02-03 → 2014-09-10
  Edward Jones
  St Louis, MO
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

Nicholas Hengl; not investment related; Pleasant Hill, CA; tax return preparation; sole proprietor, enrolled agent; start date 02/2026; 5 hrs/month, 0 during trading hours; tax assistance

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-26
• S63 Uniform Securities Agent State Law Examination
  2017-06-05
• S66 Uniform Combined State Law Examination
  2013-12-06

Designations

Other Names

• Nick Steven Hengl
• Nicholas S Hengl
• Nicholas Hengl
• Nick S Hengl
• Nick Hengl