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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-05-24
  • MO RA
    APPROVED
    Since 2023-05-24

Branch Locations

639 Loyola Avenue Suite 1900, New Orleans, LA 70113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Pitsburgh PA 10/2013 Present
Nylife Securities Llc Pittsburgh PA 01/2014 Present
Eagle Strategies Llc Scranton PA 03/2020 Present
  • 10/2013 → Present
    New York Life Insurance Company
    Pitsburgh, PA
  • 01/2014 → Present
    Nylife Securities Llc
    Pittsburgh, PA
  • 03/2020 → Present
    Scranton, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-03
S63 Uniform Securities Agent State Law Examination 2014-02-22
  • S65 Uniform Investment Adviser Law Examination
    2020-03-03
  • S63 Uniform Securities Agent State Law Examination
    2014-02-22
Other Names
  • Courtney Semplice

View on SEC IAPD

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