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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
CA RA APPROVED 2019-10-17
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • CA RA
    APPROVED
    Since 2019-10-17

Branch Locations

2998 Douglas Blvd Ste 330, Roseville, CA 95661 • United States

Roseville, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Roseville CA 06/2016 10/2019
Robert A Jenkins Iii Sacramento CA 06/2016 10/2019
Principal Life Insurance Company Roseville CA 10/2019 Present
Principal Securities Inc Roseville CA 10/2019 Present
Almond Valley Wealth Management Roseville CA 04/2025 Present
  • 06/2016 → 10/2019
    Sagepoint Financial, Inc.
    Roseville, CA
  • 06/2016 → 10/2019
    Robert A Jenkins Iii
    Sacramento, CA
  • 10/2019 → Present
    Principal Life Insurance Company
    Roseville, CA
  • 10/2019 → Present
    Roseville, CA
  • 04/2025 → Present
    Almond Valley Wealth Management
    Roseville, CA
Previous Registrations
  • 2016-06-08 → 2019-10-04
    Osaic Services, Inc.
    Roseville, CA
    Sacramento, CA
  • 2014-03-24 → 2016-03-16
    Roseville, CA
    Sacramento, CA
    Sacramento, CA
Other Businesses

**Fixed Insurance; Investment Related; Roseville, CA; Agent; Fixed Life, Annuity, DI, Health, LTC, Medicare Supplements, Group Products; Start Date: 10/16/2019; 12 hrs per month; 1 during trading hours. **INSURANCE / Almond Valley Wealth Management (DBA) POSITION: Financial Advisor NATURE: DI/A&H Insurance Fee-based Financial Planning Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/AnnuitiesMutual Funds/Securities/ VA / VL Seminars/Educational Workshops* INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 6 START DATE: 04/28/2025 ADDRESS: 1478 Stone Point Drive, Suite 390, Roseville CA 95661, United States DESCRIPTION: Marketer, Advisor and RR. **SACRAMENTO STATE ALUMNI ASSOCIATION, PLACER ALUMNI CHAPTER POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/11/2024 ADDRESS: 6000 J Street, Sacramento CA 95819, United States DESCRIPTION: Board of Directors, Alumni Association.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-21
  • S66 Uniform Combined State Law Examination
    2014-03-21
Other Names
  • Robert A Jenkins
  • Robert A Jenkins

View on SEC IAPD

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