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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-03-14
  • WA RA
    APPROVED
    Since 2018-03-14

Branch Locations

Puyallup, WA • United States

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verity Credit Union San Diego CA 09/2013 03/2018
Cuso Financial Services, Lp San Diego CA 09/2013 03/2018
Baird Seattle WA 03/2018 Present
  • 09/2013 → 03/2018
    Verity Credit Union
    San Diego, CA
  • 09/2013 → 03/2018
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2018 → Present
    Baird
    Seattle, WA
Previous Registrations
  • 2014-08-26 → 2018-03-19
    Cuso Financial Services, L.P.
    Seattle, WA
    Auburn, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-23
  • S66 Uniform Combined State Law Examination
    2014-08-23

View on SEC IAPD

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