Best Investors Account Sign in
Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-27
  • FL RA
    APPROVED
    Since 2026-03-27

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

5335 Gate Pkwy 5Th Floor, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Capital Markets, Llc New York NY 08/2017 05/2019
Bny Mellon New York NY 10/2015 05/2019
Bbva Securities Inc. New York NY 11/2021 05/2022
Bbva Ny Branch New York NY 11/2021 05/2022
Federal Reserve Bank Of New York New York NY 06/2019 04/2020
Unemployed New York NY 04/2020 09/2020
Tsr Consulting Services Inc. (Client: Etrade) New York NY 09/2020 12/2020
Insight Global Llc (Client: Bank Leumi) New York NY 01/2021 02/2021
The Judge Group (Client: Guidehouse) New York NY 02/2021 11/2021
Cadaret Grant & Co., Inc. Syracuse NY 05/2022 08/2025
Sofi Technologies Jacksonville FL 10/2025 Present
Sofi Securities Llc Jacksonville FL 03/2026 Present
Sofi Wealth Llc Jacksonville FL 03/2026 Present
  • 08/2017 → 05/2019
    Bny Mellon Capital Markets, Llc
    New York, NY
  • 10/2015 → 05/2019
    Bny Mellon
    New York, NY
  • 11/2021 → 05/2022
    Bbva Securities Inc.
    New York, NY
  • 11/2021 → 05/2022
    Bbva Ny Branch
    New York, NY
  • 06/2019 → 04/2020
    Federal Reserve Bank Of New York
    New York, NY
  • 04/2020 → 09/2020
    Unemployed
    New York, NY
  • 09/2020 → 12/2020
    Tsr Consulting Services Inc. (Client: Etrade)
    New York, NY
  • 01/2021 → 02/2021
    Insight Global Llc (Client: Bank Leumi)
    New York, NY
  • 02/2021 → 11/2021
    The Judge Group (Client: Guidehouse)
    New York, NY
  • 05/2022 → 08/2025
    Cadaret Grant & Co., Inc.
    Syracuse, NY
  • 10/2025 → Present
    Sofi Technologies
    Jacksonville, FL
  • 03/2026 → Present
    Sofi Securities Llc
    Jacksonville, FL
  • 03/2026 → Present
    Jacksonville, FL
Previous Registrations
  • 2022-07-11 → 2025-08-01
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
S63 Uniform Securities Agent State Law Examination 2018-01-26
  • S66 Uniform Combined State Law Examination
    2022-07-08
  • S63 Uniform Securities Agent State Law Examination
    2018-01-26
Other Names
  • Susana Hackett
  • Susana Vasquez Franco
  • Susana Vasquezfranco

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor