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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • IN RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

590 Missouri Ave Suite 206 A, Jeffersonville, IN 47130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smartbox Web Marketing New Albany IN 07/2015 12/2016
Kentucky/Indiana Foot & Ankle Specialists Louisville KY 06/2017 11/2017
Sortino Advisory Partners, Llc Louisville KY 11/2017 07/2020
Amanda Dawn Consulting Charlestown IN 12/2016 06/2017
Securities America Advisors Jeffersonville IN 08/2021 06/2024
Maternity Leave Otisco IN 07/2020 05/2021
Securities America, Inc. Jeffersonville IN 12/2021 06/2024
Osaic Wealth, Inc. Jeffersonville IN 06/2024 Present
  • 07/2015 → 12/2016
    Smartbox Web Marketing
    New Albany, IN
  • 06/2017 → 11/2017
    Kentucky/Indiana Foot & Ankle Specialists
    Louisville, KY
  • 11/2017 → 07/2020
    Sortino Advisory Partners, Llc
    Louisville, KY
  • 12/2016 → 06/2017
    Amanda Dawn Consulting
    Charlestown, IN
  • 08/2021 → 06/2024
    Securities America Advisors
    Jeffersonville, IN
  • 07/2020 → 05/2021
    Maternity Leave
    Otisco, IN
  • 12/2021 → 06/2024
    Securities America, Inc.
    Jeffersonville, IN
  • 06/2024 → Present
    Jeffersonville, IN
Previous Registrations
  • 2021-08-13 → 2024-06-14
    Securities America Advisors, Inc.
    Jeffersonville, IN
  • 2018-09-14 → 2020-10-30
    Sortino Advisory Partners, Llc
    Louisville, KY
Other Businesses

1. Abby's Eye Photography Position: Photographer - Nature: Photography as a hobby - Investment Related: No - Hours: 5 - Securities Trading Hours: 0 - Start Date: 10/01/2017 Address: 8688 Old State Rd 3, Otisco IN 47163 2. SOUTHERN INDIANA SHRM POSITION: Programming Director NATURE: Board of Directors seat INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/04/2024 ADDRESS: PO Box 2247, Clarksville IN 47131 DESCRIPTION: Programming Director, helping create content and find speakers for our events. Meet once a month during lunch. 3. COMMUNITY FOUNDATION OF SOUTHERN INDIANA POSITION: Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2024 ADDRESS: 4108 Charlestown Rd, New Albany IN 47150, United States DESCRIPTION: I am a member of the marketing committee, where we will discuss ways to raise money for the foundation. We discuss all marketing material and help create it. 4. SOUTHERN INDIANA ESTATE PLANNING COUNCIL POSITION: Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/10/2024 ADDRESS: 4108 Charlestown Rd, New Albany IN 47150, United States DESCRIPTION: This is a council for learning and earning CE credit. We hear from speakers to help us help our clients when it comes to estate planning. 5. NATIONAL SPEAKERS ASSOC - KY CHAPTER POSITION: Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2025 ADDRESS: 6844 Bardstown Rd, 2637, Louisville KY 40291, United States DESCRIPTION: I'm rolling off the board effective immediately and will just remain a member of the chapter. 6. ARTISAN WEALTH MANAGEMENT, LLC POSITION: Owner/ Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 08/20/2025 ADDRESS: 590 Missouri Ave, Ste. 206A, Jeffersonville IN 47130, United States DESCRIPTION: DBA for financial services practice. Insurance sales & service for various carriers. 7. BAYA CORP POSITION: member NATURE: Non Profit helping teenage at risk girls. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 757 E Lewis and Clark Pkwy, Suite 806, CLARKSVILLE IN 47129-3108, United States DESCRIPTION: I am a volunteer and help facilitate activities for the youth.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-01-14
S65 Uniform Investment Adviser Law Examination 2018-09-14
  • S63 Uniform Securities Agent State Law Examination
    2022-01-14
  • S65 Uniform Investment Adviser Law Examination
    2018-09-14
Designations
Other Names
  • Amanda D Abbott

View on SEC IAPD

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