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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
590 Missouri Ave Suite 206 A, Jeffersonville, IN 47130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smartbox Web Marketing | New Albany | IN | 07/2015 | 12/2016 |
| Kentucky/Indiana Foot & Ankle Specialists | Louisville | KY | 06/2017 | 11/2017 |
| Sortino Advisory Partners, Llc | Louisville | KY | 11/2017 | 07/2020 |
| Amanda Dawn Consulting | Charlestown | IN | 12/2016 | 06/2017 |
| Securities America Advisors | Jeffersonville | IN | 08/2021 | 06/2024 |
| Maternity Leave | Otisco | IN | 07/2020 | 05/2021 |
| Securities America, Inc. | Jeffersonville | IN | 12/2021 | 06/2024 |
| Osaic Wealth, Inc. | Jeffersonville | IN | 06/2024 | Present |
1. Abby's Eye Photography Position: Photographer - Nature: Photography as a hobby - Investment Related: No - Hours: 5 - Securities Trading Hours: 0 - Start Date: 10/01/2017 Address: 8688 Old State Rd 3, Otisco IN 47163 2. SOUTHERN INDIANA SHRM POSITION: Programming Director NATURE: Board of Directors seat INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/04/2024 ADDRESS: PO Box 2247, Clarksville IN 47131 DESCRIPTION: Programming Director, helping create content and find speakers for our events. Meet once a month during lunch. 3. COMMUNITY FOUNDATION OF SOUTHERN INDIANA POSITION: Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2024 ADDRESS: 4108 Charlestown Rd, New Albany IN 47150, United States DESCRIPTION: I am a member of the marketing committee, where we will discuss ways to raise money for the foundation. We discuss all marketing material and help create it. 4. SOUTHERN INDIANA ESTATE PLANNING COUNCIL POSITION: Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/10/2024 ADDRESS: 4108 Charlestown Rd, New Albany IN 47150, United States DESCRIPTION: This is a council for learning and earning CE credit. We hear from speakers to help us help our clients when it comes to estate planning. 5. NATIONAL SPEAKERS ASSOC - KY CHAPTER POSITION: Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2025 ADDRESS: 6844 Bardstown Rd, 2637, Louisville KY 40291, United States DESCRIPTION: I'm rolling off the board effective immediately and will just remain a member of the chapter. 6. ARTISAN WEALTH MANAGEMENT, LLC POSITION: Owner/ Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 08/20/2025 ADDRESS: 590 Missouri Ave, Ste. 206A, Jeffersonville IN 47130, United States DESCRIPTION: DBA for financial services practice. Insurance sales & service for various carriers. 7. BAYA CORP POSITION: member NATURE: Non Profit helping teenage at risk girls. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 757 E Lewis and Clark Pkwy, Suite 806, CLARKSVILLE IN 47129-3108, United States DESCRIPTION: I am a volunteer and help facilitate activities for the youth.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-14 |
| S65 | Uniform Investment Adviser Law Examination | 2018-09-14 |
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