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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2015-05-22
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2015-05-22

Branch Locations

2 Ritz Carlton Dr Suite 203, Dana Point, CA 92629 • United States

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mission Viejo CA 09/2013 Present
Charles Schwab Bank Ssb Mission Viejo CA 05/2015 Present
Other Businesses

1) Aliso CrossFit | Investment Related:No|6 Journey Unit 300|Aliso Viejo|CA|92656|USA|Sports/Physical Recreation|Coach|1/17/2026|Less than 20|0|Coach 1-2 crossfit classes per week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-22
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S66 Uniform Combined State Law Examination
    2015-05-22
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20
Designations

View on SEC IAPD

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