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Wesley Miller

Morgan Stanley

Denver, CO

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-08
TX RA APPROVED 2023-11-29
CA RA APPROVED 2023-11-14
  • CO RA
    APPROVED
    Since 2024-10-08
  • TX RA
    APPROVED
    Since 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-14

Branch Locations

Denver, CO • United States

250 Fillmore Street Suite 104, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Sunnyvale CA 04/2016 10/2023
Charles Schwab & Co., Inc. Sunnyvale CA 04/2016 10/2023
Morgan Stanley Denver CO 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-06
  • S66 Uniform Combined State Law Examination
    2013-12-06
Other Names
  • Wesley Jordan Miller
  • Wes Miller

View on SEC IAPD

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