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Current Employers
Masterworks Advisers, Llc

1 World Trade 57Th Floor, New York, NY 10007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-30
NY RA APPROVED 2023-06-23
  • TX RA
    APPROVED
    Since 2023-06-30
  • NY RA
    APPROVED
    Since 2023-06-23

Branch Locations

1 World Trade 57Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vapor Daze Jackson Heights NY 01/2014 03/2017
Unemployed Elmhurst NY 04/2017 10/2017
Jpmorgan Chase New York NY 11/2017 08/2021
Jpmorgan Securities Llc New York NY 11/2017 08/2021
Arete Wealth Management Llc Chicago IL 10/2021 06/2023
Masterworks Investor Services Llc New York NY 10/2021 06/2023
Masterworks Advisers, Llc New York NY 06/2023 Present
  • 01/2014 → 03/2017
    Vapor Daze
    Jackson Heights, NY
  • 04/2017 → 10/2017
    Unemployed
    Elmhurst, NY
  • 11/2017 → 08/2021
    Jpmorgan Chase
    New York, NY
  • 11/2017 → 08/2021
    Jpmorgan Securities Llc
    New York, NY
  • 10/2021 → 06/2023
    Arete Wealth Management Llc
    Chicago, IL
  • 10/2021 → 06/2023
    Masterworks Investor Services Llc
    New York, NY
  • 06/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business: 1 World Trade Center, Floor 57, New York, NY, 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
S63 Uniform Securities Agent State Law Examination 2017-12-18
  • S66 Uniform Combined State Law Examination
    2022-03-18
  • S63 Uniform Securities Agent State Law Examination
    2017-12-18

View on SEC IAPD

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