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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-29 |
| NY | RA | APPROVED | 2022-09-27 |
Branch Locations
360 Hamilton Ave, White Plains, NY 10601 • United States
One Bryant Park, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 09/2013 | 08/2022 |
| Jpmorgan Chase Bank | New York | NY | 09/2010 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2022 | Present |
I*1969296, Entity Type:, Name of OBA:Rental Property 1 Address:BRONX, NY 10465 Investment Related: No Position, Title, Association:Sole owner Employee Start Date: 9/1/2024 No Hours:1 No Hours during trading:1 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-13 |
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