Mathew Alexander Rough

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-10-27
NY	RA	APPROVED	2021-10-25
TX	RA	APPROVED	2021-10-25

NJ RA
APPROVED

Since 2021-10-27
NY RA
APPROVED

Since 2021-10-25
TX RA
APPROVED

Since 2021-10-25

Branch Locations

1185 Avenue Of The Americas 3Rd Floor, New York, NY 10036 • United States

858 Camp Street, New Orleans, LA 70130 • United States

45 N. Broad Street #323, Ridgewood, NJ 07450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc.	New York	NY	08/2014	06/2020
Equitable Advisors, Llc	New York	NY	08/2014	10/2021
Newedge Advisors, Llc.	New Orleans	LA	10/2021	Present

08/2014 → 06/2020

Axa Advisors, Llc.

New York, NY
08/2014 → 10/2021

Equitable Advisors, Llc

New York, NY
10/2021 → Present

Newedge Advisors, Llc.

New Orleans, LA

Previous Registrations

2015-01-30 → 2021-11-01

Equitable Advisors, Llc

Warwick, NY

New York, NY

New York, NY

Other Businesses

1). NewEdge Advisors, LLC dba Pointcrest Wealth Management; Investment Related; At Reported Business Location(s); Investment Advisor Representative; Started 10/25/2021 - 100% time spent on this activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-28

S66 Uniform Combined State Law Examination

2014-08-28

View on SEC IAPD