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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-06-30 |
Branch Locations
5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Lincoln | NE | 04/2016 | 09/2016 |
| Jp Morgan Chase Bank | Beaverton | OR | 09/2016 | 03/2026 |
| Jp Morgan Securities, Llc | Beaverton | OR | 09/2016 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Lake Oswego | OR | 03/2026 | Present |
Entity Name: CelticWoods Investment related: No Address: 9744 SW 171ST AVE BEAVERTON, OR 97007 Nature of the other business: Woodwork Position/Title/Relationship: Owner/Partner Start Date: 09/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: MY HUSBAND CREATES SPECIALTY WOODWORK PRODUCTS SUCH AS HANDMADE FISHING NETS, WOOD PENS, BOXES, BOWLS, CUTTING BOARDS, ETC. FOR SALE ON ETSY AND AT SATURDAY MARKETS. I WOULD LIKE TO BE LISTED AS 50% MEMBER OWNER ON AN LLC WE WILL CREATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-02 |
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