Douglas James Brady

Current Employers

Db Asset Management,Llc.

Sarasota, FL • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2013-09-16

GA RA
APPROVED

Since 2013-09-16

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Db Capital Management	Atlanta	GA	09/2003	Present

09/2003 → Present

Db Capital Management

Atlanta, GA

Other Businesses

I AM AN INDEPENDENT CONTRACTOR PROVIDING LIVE AND RECORDED "VOICE OVER" WORK FOR A LIMITED NUMBER OF DAYS (15-25) A YEAR. I HAVE BEEN DOING THIS NOW FOR 10 YEARS AND IT DOES NOT INTERFERE WITH MY ADVISORY SERVICES. SOMETIMES THE WORK IS A FULL DAY, OTHER TIMES IT IS 1-2 HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-23

S65 Uniform Investment Adviser Law Examination

2013-08-23