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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-02 |
| FL | RA | APPROVED | 2025-02-24 |
| AK | RA | APPROVED | 2024-08-23 |
| GA | RA | APPROVED | 2024-08-23 |
| KY | RA | APPROVED | 2024-08-23 |
| NM | RA | APPROVED | 2024-08-23 |
| OR | RA | APPROVED | 2024-08-23 |
| WA | RA | APPROVED | 2024-08-23 |
Branch Locations
501 Gloucester St Suite 205, Brunswick, GA 31520 • United States
Train Depot 317 Plant Ave Suite Q, Waycross, GA 31501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sapp's Florist | Waycross | GA | 01/2011 | Present |
| Triad Advisors, Inc. | Norcross | GA | 03/2016 | 08/2024 |
| Osaic Wealth, Inc. | Brunswick | GA | 08/2024 | Present |
1. PARABLE FINANCIAL NETWORK POSITION: owner, financial advisor NATURE: LLC for Parable Financial Network INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 10/01/2014 ADDRESS: 501 Gloucester St Suite 205, Brunswick GA 31520, United States DESCRIPTION: see and advise clients 2. FIRST ASSEMBLY OF GOD POSITION: Supervise financial secretary NATURE: church INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1981 ADDRESS: 1150 Darling Ave, Waycross GA 31501, United States DESCRIPTION: supervise financial secretary bookkeeper, attend board meeting and make monthly presentation of financials. I do not sign checks. i do not vote To explain why I initially checked that I was a board member and changed it. I was at one time a voting board member from 1981 to 2005. I am no longer a board member and I do not vote although I do attend board meetings for the purpose of presenting the church's financials to the board. 3. Sapp's Florist;not investment related;1600 Jebeau St,Waycross,GA 31501;florist;consultant;1/2011;2 hrs/month;0 hrs during trading;owned the business for 39 years then gave/sold it to my daughter and her husband,discuss business issues with them 4. WALKER FAMILY TRUST POSITION: trustee NATURE: revocable living trust for my own & spouse assets INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 3138 Warrior Road, Waycross GA 31503, United States DESCRIPTION: oversee houses and land & make decisions to sell or hold them 5. MATTIES MISSION POSITION: assistant to bookkeepper NATURE: nonproft for childhood cancer INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: P O Box 2211, Waycross GA 31502, United States DESCRIPTION: My purpose is to assist and advise a bookkeeper about accounting since my college degree is accounting! Jennifer Strickland has taken the reponsibility of check writing and paying bills since 2019 I also assist her with presenting her report to the board once per year. I was previously a Board member but not since 2019 6. LEGEND FINANCIAL POSITION: insurance producer,annuity sales-agent NATURE: insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/23/2022 ADDRESS: 11780 US Hwy 1, Suite 203N, Palm Beach Gardens FL 33408, United States DESCRIPTION: only use for fixed annuity sale when the client is suited and wants to move forward 7. AGENTS MARKETING GROUP POSITION: agent NATURE: Term insurance not invesment products INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/26/2021 ADDRESS: 1374 S. Milledge Ave, Athens GA 30605, United States DESCRIPTION: Locate the best value term insurance and find the best options.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-07 |
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