Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-04 |
| OK | RA | APPROVED | 2021-03-12 |
| TX | RA | APPROVED | 2021-03-12 |
Branch Locations
110 S Hartford Ave Ste 1006, Tulsa, OK 74120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | San Diego | CA | 03/2015 | 07/2019 |
| Mml Investors Services Llc | San Diego | CA | 05/2015 | 07/2019 |
| Principal Life Insurance Company | Tulsa | OK | 07/2019 | 03/2021 |
| Principal Securities Inc | Tulsa | OK | 07/2019 | 03/2021 |
| Herplanning | Tulsa | OK | 08/2020 | Present |
| Lpl Financial, Llc | Tulsa | OK | 03/2021 | Present |
1) 8/2020 - DBA for LPL Business (entity for LPL business) - HerPlanning - Investment Related - Tulsa, OK 74103 2) 4/7/2021 â?" Gateway Financial Partners â?" Investment Related â?" At Reported Business Location(s) â?" DBA for LPL Business (entity for LPL business) â?" Start Date: 3/16/2021 - 1 Hours Per Month/1 Hours During Securities Trading. 3) 10/22/2021 - No Business Name - Not Investment Related - Home Based - Other-Book - Start Date: 10/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Book Author. 4) 12/12/2022 - Kristin Afelumo - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/01/2020 - 2 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-12 |
Reach out to this advisor