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Andrew S Toccaceli

W.A. Smith Financial Group

Sandusky, OH

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Current Employers
W.A. Smith Financial Group

4604 Timber Commons Drive, Sandusky, OH 44870 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-10-09
  • OH RA
    APPROVED
    Since 2013-10-09

Branch Locations

4604 Timber Commons Drive, Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Lakes Retirement, Inc. Sandusky OH 09/2013 Present
W.A. Smith Financial Group Sandusky OH 02/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-16
  • S65 Uniform Investment Adviser Law Examination
    2013-08-16

View on SEC IAPD

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