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Anthony Gale Gray

Empirical Asset Management, LLC

Minneapolis, MN

Wellesley, MA

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Current Employers
Empirical Asset Management, Llc

57 River Street Suite 301, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-03
  • MN RA
    APPROVED
    Since 2025-02-03

Branch Locations

Minneapolis, MN • United States

57 River Street Suite 301, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Minneapolis MN 09/2013 05/2021
Jpmorgan Chase Bank Na Minneapolis MN 09/2013 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 05/2021 01/2025
Bank Of America, N.A. Minneapolis MN 07/2021 01/2025
Empirical Asset Management, Llc Minneapolis MN 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-28
S63 Uniform Securities Agent State Law Examination 2013-10-28
  • S65 Uniform Investment Adviser Law Examination
    2021-05-28
  • S63 Uniform Securities Agent State Law Examination
    2013-10-28
Other Names
  • Anthony Gray

View on SEC IAPD

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