Best Investors Account Sign in
Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
IA RA APPROVED 2016-06-22
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • IA RA
    APPROVED
    Since 2016-06-22

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grandslam Usa Urbandale IA 11/2013 Present
Morgan Stanley Smith Barney Llc West Des Moines IA 04/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2016 Present
  • 11/2013 → Present
    Grandslam Usa
    Urbandale, IA
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    West Des Moines, IA
  • 06/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

GRANDSLAM USA, EMPLOYEE; BASEBALL INSTRUCTIONS; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 5; NOT INVESTMENT RELATED; START DATE: 11/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-22
S63 Uniform Securities Agent State Law Examination 2014-08-07
  • S66 Uniform Combined State Law Examination
    2016-06-22
  • S63 Uniform Securities Agent State Law Examination
    2014-08-07
Other Names
  • Trey R Cook

View on SEC IAPD

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor