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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| IA | RA | APPROVED | 2016-06-22 |
Branch Locations
1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grandslam Usa | Urbandale | IA | 11/2013 | Present |
| Morgan Stanley Smith Barney Llc | West Des Moines | IA | 04/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | Present |
GRANDSLAM USA, EMPLOYEE; BASEBALL INSTRUCTIONS; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 5; NOT INVESTMENT RELATED; START DATE: 11/2013
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-07 |
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