Angela Marie Ault

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-01-24

WA RA
APPROVED

Since 2022-01-24

Branch Locations

Bainbridge Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Co	Bainbridge Island	WA	09/2014	06/2024
Principal Securities Inc	Des Moines	IA	03/2016	12/2021
Principal Funds Distributor, Inc.	Des Moines	IA	01/2022	Present
Principal Asset Management	Des Moines	IA	01/2022	Present

09/2014 → 06/2024

Principal Life Insurance Co

Bainbridge Island, WA
03/2016 → 12/2021

Principal Securities Inc

Des Moines, IA
01/2022 → Present

Principal Funds Distributor, Inc.

Des Moines, IA
01/2022 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2014-10-16 → 2022-01-20

Principal Securities, Inc.

Des Moines, IA
2013-07-10 → 2014-10-01

Northwestern Mutual Investment Services, Llc

W Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-07-05
S63	Uniform Securities Agent State Law Examination	2012-07-27

S65 Uniform Investment Adviser Law Examination

2013-07-05
S63 Uniform Securities Agent State Law Examination

2012-07-27

Other Names

Angel Russell
Angela M Russell
Angela Marie Russell
Angela Marie Ault
Angela Marie Sharp

View on SEC IAPD