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Dominick F Mattia

Wells Fargo Clearing Services, LLC

Tucson, AZ

Tucson, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10

Branch Locations

7820 N Silverbell Rd, Tucson, AZ 85743 • United States

4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Tuscon AZ 07/2018 08/2023
Jp Morgan Chase Bank, N.A. Tucson AZ 07/2018 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tuscon AZ 11/2015 07/2018
Bank Of America, N.A. Tuscon AZ 11/2015 07/2018
Wells Fargo Clearing Services, Llc Tucson AZ 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-14
  • S66 Uniform Combined State Law Examination
    2013-12-14
Other Names
  • Dominick Frank Mattia
  • Dominick Frank Mattia
  • Dominick F Mattia
  • Dominick Frank Mattia

View on SEC IAPD

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