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Dayne Lawrence Crist

Ubs Financial Services Inc.

Los Angeles, CA

Alliancebernstein L.P.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-28
TX RA APPROVED 2026-08-28
  • CA RA
    APPROVED
    Since 2026-08-28
  • TX RA
    APPROVED
    Since 2026-08-28

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-09
TX RA APPROVED 2016-08-02
CA RA APPROVED 2015-08-12
  • FL RA
    APPROVED
    Since 2022-09-09
  • TX RA
    APPROVED
    Since 2016-08-02
  • CA RA
    APPROVED
    Since 2015-08-12

Branch Locations

1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Los Angeles CA 04/2015 08/2026
Ubs Financial Services Inc. Los Angeles CA 08/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-26
S63 Uniform Securities Agent State Law Examination 2014-11-24
  • S66 Uniform Combined State Law Examination
    2015-05-26
  • S63 Uniform Securities Agent State Law Examination
    2014-11-24
Other Names
  • Dayne Lawrence Crist
  • Dayne Lawrence Crist

View on SEC IAPD

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