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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-25
PA RA APPROVED 2019-09-16
  • TX RA
    APPROVED
    Since 2021-10-25
  • PA RA
    APPROVED
    Since 2019-09-16

Branch Locations

Philadelphia, PA • United States

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Wilmington DE 09/2013 12/2018
Northwestern Mutual Investment Services, Llc Wilmington DE 09/2014 12/2018
Northwestern Mutual Wealth Management Company Wilmington DE 10/2016 12/2018
Massmutual Life Insurance Co Radnor PA 11/2018 Present
Mml Investors Services, Llc Radnor PA 01/2019 Present
  • 09/2013 → 12/2018
    Northwestern Mutual Life Insurance Company
    Wilmington, DE
  • 09/2014 → 12/2018
    Northwestern Mutual Investment Services, Llc
    Wilmington, DE
  • 10/2016 → 12/2018
    Northwestern Mutual Wealth Management Company
    Wilmington, DE
  • 11/2018 → Present
    Massmutual Life Insurance Co
    Radnor, PA
  • 01/2019 → Present
    Radnor, PA
Other Businesses

(1)NAME: DONTE LLOYD INV REL: Y ADD: UNIVERSITY OF DELAWARE, NEWARK DELAWARE 19716 NATURE: OTHER - TREASURER POSITION: TREASURER OF BLACK ALUMNI ORGANIZATION START DATE: 6/2017 No. HR/MO: 0-5. No. HR/MO DURING SEC TRADING: 0-5. DESCRIBE DUTIES: PREPARING A DETAILED BUDGET FOR OUR EVENTS, REACHING OUT TO OTHER DEPARTMENTS FOR VOLUNTEER SUPPORT OF OUR EVENTS, AND ADVERTISING OUR EVENTS TO UNIVERSITY OF DELAWARE UNDERGRADUATES AND ALUMNI. (2) Name: DONTE LLOYD INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: OWNER START DATE: 08/28/2023 No. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH (3) NAME: TURO INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: RENTAL OF MY PERSONAL VEHICLE ON THE TURO PLATFORM POSITION: OWNER START DATE: 10/1/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: VEHICLE MAINTENANCE - OIL CHANGES, CAR WASHES, DOCUMENTATION PRE AND POST RENTAL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-09
  • S63 Uniform Securities Agent State Law Examination
    2015-01-09
Designations

View on SEC IAPD

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