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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-06
PA RA APPROVED 2015-05-19
  • NC RA
    APPROVED
    Since 2017-03-06
  • PA RA
    APPROVED
    Since 2015-05-19

Branch Locations

Charlotte, NC • United States

2000 Randolph Road, Charlotte, NC 28207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 05/2015 03/2017
Pnc Bank Pittsburgh PA 05/2015 03/2017
Pnc Investments Charlotte NC 03/2017 07/2017
Pnc Investments Charlotte NC 07/2017 Present
  • 05/2015 → 03/2017
    Pnc Investments
    Pittsburgh, PA
  • 05/2015 → 03/2017
    Pnc Bank
    Pittsburgh, PA
  • 03/2017 → 07/2017
    Pnc Investments
    Charlotte, NC
  • 07/2017 → Present
    Pnc Investments
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-19
S63 Uniform Securities Agent State Law Examination 2014-05-20
  • S65 Uniform Investment Adviser Law Examination
    2015-05-19
  • S63 Uniform Securities Agent State Law Examination
    2014-05-20

View on SEC IAPD

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