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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-11
TX RA APPROVED 2018-08-30
  • NY RA
    APPROVED
    Since 2021-08-11
  • TX RA
    APPROVED
    Since 2018-08-30

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 10/2017 Present
Jpmorgan Securities, Llc. New York NY 01/2018 Present
American Express New York NY 05/2017 10/2017
Goldman Sachs New York NY 01/2017 05/2017
Goldman Sachs New York NY 04/2014 12/2016
Rooh Ny Inc. New York NY 11/2023 Present
  • 10/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 01/2018 → Present
    Jpmorgan Securities, Llc.
    New York, NY
  • 05/2017 → 10/2017
    American Express
    New York, NY
  • 01/2017 → 05/2017
    Goldman Sachs
    New York, NY
  • 04/2014 → 12/2016
    Goldman Sachs
    New York, NY
  • 11/2023 → Present
    Rooh Ny Inc.
    New York, NY
Other Businesses

Entity Name: Rooh NY Inc. Investment related: No Address: 62 W 47th Street, Suite 1001 New York, NY 10036 Nature of the other business: Jewelry Position/Title/Relationship: Owner/Partner Start Date: 11/21/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Retail Jewelry Sales Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-22
  • S66 Uniform Combined State Law Examination
    2018-06-22
Other Names
  • Arpit K Jain

View on SEC IAPD

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