Katie Strickberger

Citigroup Global Markets Inc.

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-24
NY	RA	APPROVED	2021-08-17
NJ	RA	APPROVED	2018-08-21

TX RA
APPROVED_RES

Since 2025-05-24
NY RA
APPROVED

Since 2021-08-17
NJ RA
APPROVED

Since 2018-08-21

Branch Locations

New York, NY • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Suisse Securities (Usa) Llc	Ny	NY	04/2015	02/2017
Lord Abbett & Co Llc	Jersey City	NJ	05/2017	07/2017
Oaktree Capital Management	New York	NY	07/2017	03/2018
Citigroup	New York	NY	06/2018	Present
Unemployed	New York	NY	04/2018	05/2018
Unemployed	New York	NY	03/2017	04/2017

04/2015 → 02/2017

Credit Suisse Securities (Usa) Llc

Ny, NY
05/2017 → 07/2017

Lord Abbett & Co Llc

Jersey City, NJ
07/2017 → 03/2018

Oaktree Capital Management

New York, NY
06/2018 → Present

Citigroup

New York, NY
04/2018 → 05/2018

Unemployed

New York, NY
03/2017 → 04/2017

Unemployed

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-08-20
S63	Uniform Securities Agent State Law Examination	2014-11-26

S65 Uniform Investment Adviser Law Examination

2018-08-20
S63 Uniform Securities Agent State Law Examination

2014-11-26

Other Names

Katie Strickberger
Katie Genna Strickberger

View on SEC IAPD

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