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Kevin Joseph Brady

Fiducient Advisors LLC

Chicago, IL

Wealthspire Advisors

New York, NY

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Current Employers
Fiducient Advisors Llc

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-26
  • NY RA
    APPROVED
    Since 2026-06-26

Branch Locations

500 W. Madison Street, Suite 3260, Chicago, IL 60661 • United States

Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
  • NY RA
    APPROVED
    Since 2021-03-18

Branch Locations

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 08/2016 05/2018
Hsbc Bank Usa, National Associaiton New York NY 02/2018 05/2018
Hsbc Securities Usa, Inc. New York NY 02/2018 05/2018
Wealthspire Advisors New York NY 06/2018 Present
  • 08/2016 → 05/2018
    Hsbc Bank Usa, N.A.
    New York, NY
  • 02/2018 → 05/2018
    Hsbc Bank Usa, National Associaiton
    New York, NY
  • 02/2018 → 05/2018
    Hsbc Securities Usa, Inc.
    New York, NY
  • 06/2018 → Present
    Wealthspire Advisors
    New York, NY
Previous Registrations
  • 2018-01-26 → 2018-06-06
    Hsbc Securities (Usa) Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-26
S63 Uniform Securities Agent State Law Examination 2013-11-04
  • S66 Uniform Combined State Law Examination
    2018-01-26
  • S63 Uniform Securities Agent State Law Examination
    2013-11-04
Designations
Other Names
  • Kevin Josepy Brady
  • Kevin J Brady

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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