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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-30 |
| PA | RA | APPROVED | 2015-09-28 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2014 | Present |
1) HUMAN RIGHTS CAMPAIGN 1640 RHODE ISLAND AVE. N.W. WASHINGTON, DC 20036-3278, COMMITTE MEMBER, DUTIES: COMMITTEE MEMBER FOR FUNDRAISING, START DATE: 12/16/19, 9 HRS PER MO, NOT INVESTMENT RELATED; 2) RENTAL PROPERTY, 1201 LOMBARD ST. PHILADELPHIA, PA, OWNER, DUTIES: RENTAL PROPERTY, START DATE: 4/28/25, 10 HRS PER MO, NOT INVESTMENT RELATED; 3) WWW.KARRBARTH.COM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
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