Charles Mitchell Allen

Current Employers

Employment History

• 09/2013 → 08/2019
  Massachusetts Mutual Life Insurance Co
  Glen Allen, VA
• 10/2013 → 08/2019
  Mml Investors Services, Llc
  Glen Allen, VA
• 08/2019 → Present
  Lpl Financial Llc
  Richmond, VA

Previous Registrations

• 2015-12-12 → 2019-08-22
  Mml Investors Services, Llc
  Glen Allen, VA

Other Businesses

1) 08/20/2019 - MOORE FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2019 2) 08/20/2019 - Moore Financial Services - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2019 - 20 hr/mth 3) 10/01/2019 - No business name - Not investment related - Gig specific - Musician - start date:09/26/2019 - 3 hrs/mo - 0 hrs during trading. 4) 04/05/2022 - ALCO Wealth Management, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 03/04/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 5) 10/24/2022 - ALCO Wealth Management, LLC DBA Moore Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/16/2020 - 10 Hours Per Month/1 Hour During Securities Trading. 6) 11/10/2023 - ALCO Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/17/2023 - 120 Hours Per Month/ During Trading 7) 08/08/2024 - Allen Coor Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/06/2024 - 120 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-23
• S63 Uniform Securities Agent State Law Examination
  2013-11-01

Other Names

• Charlie Mitchell Allen